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August 12, 1999 11:04 AM

Windows NT Backup Strategy

Windows IT Pro
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Backup Device Choices
A bigger variety of backup devices exists now than ever before, but the real choice is between sequential media, such as tapes, and random-access media, such as disks, removable drives, or CDs. The following seven factors might influence your selection.

Type of backup required. Consider whether you usually back up the entire system or just the crucial files. If you back up the entire system, you need the ability to back up gigabytes of data, and tape is your best solution. If you back up only crucial files, you can get by with less storage.

Type of restore required. Do you anticipate having to restore the entire system from scratch? If so, a large-capacity tape drive might suit you. Are you more likely to need to restore one file a user has deleted accidentally? You might be better off with a CD-Recordable (CD-R) or CD-RW drive, or even a removable disk drive. If you have ever had to restore just one file from a tape backup, you know that finding the correct file can take hours. Some of the new-technology tape drives are much easier to use, but none let you select the file directly, as you can with a CD-R or disk drive. If you have to meet both needs, you might want to consider a mix of backup types, using both sequential and random access devices.

Speed of backup and restore. Tape is notoriously slow. Even with recent advances, tape is not very fast compared with a hard disk. The fastest backup medium is another hard disk, followed closely by removable drives, then CD-R, CD-RW, and DVD-RAM.

Capacity. Tape capacities have not kept up with the incredible progress in the size of hard disks. Plan to back up the entire system regularly and crucial files frequently, and you can easily calculate the capacity you will need. Be careful about how the manufacturers state capacity. The industrial-strength drives such as Exabyte usually list their native capacity. The so-called consumer drives for home use almost always claim twice that capacity, assuming (in fine print) a compression ratio of 2:1. That compression ratio is realistic (e.g., I always plan to pack 4.4GB of data on my 2.2GB Exabyte drive), but because various types of files compress differently, your compression ratio depends on your data.

Initial tape drive cost. For small businesses, the very high-end tape drives, such as DLT, are overkill. Large enterprises with significant volumes of data use these tape drives. At a cost of several thousand dollars, DLTs cost more than most small businesses want to invest. At the opposite end of the spectrum (i.e., $200) are the quarter-inch cartridge (QIC) tape drives, which connect to the 3.5" disk drive controller. These drives typically work fine for home use, but I would not put crucial business data on them.

Tape drive lifetime. Generally speaking, the more expensive the drive, the longer it will last. The less-expensive drives are for home use, or perhaps for a small office that backs up one computer. Higher-priced drives are for daily backups and have a longer life expectancy with heavy use than the less-expensive drives.

Another way to evaluate a drive's useful lifetime is to look at how often the related technology changes. The pace is a little slower for business-oriented drives than for drives in the consumer market, where new products compete for shelf space with products only a few months old. If something happens to your drive, you might want to replace it with a comparable type so that you can read your valuable backup tapes. If the drive has been obsolete for a couple of years, you might end up with a stack of tapes and no way to read them.

You will probably outgrow the capacity of a high-end tape drive based on leading-edge technology before the drive wears out. For example, my Colorado Memory Systems DJ-250 is still working. The system was great in 1991 when I had 200MB hard disks and could back up an entire drive using data compression. Then when I went to 1.2GB drives, an Exabyte 2GB tape drive seemed to be more than I needed. This unit was built like a tank—but is now obsolete. Now, my primary computers are running multiple 12GB hard disks, and it's time for a new tape drive.

Cost of media. Reviews of backup devices almost always ignore tape cost. Try this approach to estimate your tape cost: Determine how much data and how frequently you need to back up. Factor in the length of time you plan to retain the backups. Then, estimate how many tapes you need for a given tape capacity. Remember to include offsite and permanent archive tapes. With this information, you can calculate the total cost of the tape drive and tapes. The results might surprise you.

The more expensive drives, such as the 8mm drive, often use the least expensive tapes, ranging from $5 to $12 each. The cheaper drives often use more costly tapes, ranging from $30 to $40 each. Which is the better investment? Let us look at a real-world example. The Exabyte EXB-8700LT external tape drive costs $665; the Seagate TR4 drive costs $225—a substantial difference in purchase price. The 8mm tapes that the Exabyte drive uses each hold 7GB of uncompressed information and cost $12. The TR4 drive's tapes each hold 4GB of uncompressed information and cost $36. Let's say you back up 4GB of data from your server each day, so you don't use the 8mm drive's full tape capacity. Three weeks' worth of tapes is 21 tapes. What is the cost of a drive plus 21 tapes for each example? The EXB-8700LT drive and 8mm tapes cost $917. The TR4 drive and tapes cost $981.

Supporters of the cheap tape drives usually reject this argument and claim that I am stacking the figures in favor of the expensive drives by using 21 tapes when they can get by with 4 or 5 tapes. Well, tapes wear out. The number of times you can use them is limited. With my data, I want to be able to do a backup without having to think about the tapes' condition.

Not a Perfect World
You have many choices for backing up your data, but all of them involve some compromise or trade-off. As a result, you might have to implement more than one backup strategy and live with the requirement to support multiple devices, software packages, and media types. For more information about this subject, see "Related Articles in Windows NT Magazine."

Also, make sure that once you have established your backup policy, you write it down and make it a part of your company computer policy. For example, if you decide to rotate your backup tapes, and you have enough tapes to perform backups on a 3-week rotation, make 3-week tape recycling your written policy. I was recently in a class with someone from a company that had been hit with a product liability lawsuit. The opposing lawyers accused this company of deliberately destroying evidence because the company had recycled its backup tapes and could not produce copies of some old documents. However, company personnel were able to show the judge that they had always recycled tapes because it was part of their documented operating procedure. The written policy dated back to before the lawsuit was filed, showing that the company had not suddenly begun erasing tapes in response to the lawsuit. The judge ordered the company to stop erasing tapes, or at least retain an archival copy of all data, from that point forward. But the company was cleared of the charges related to destroying evidence. The necessity to think of these things is an unfortunate reflection of a litigious society. However, with the legal system requesting old email messages and other electronic data as evidence, how long you keep backups and what you decide to back up are not just technical decisions anymore.

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Comments
  • Anonymous User
    7 years ago
    Jan 09, 2005

    Thanks for the information. This was a helpful article.

  • Tokpa Timan
    8 years ago
    May 20, 2004

    I really appreciate these notes. I need more specific notes on Windows NT, specificslly on network printing, shared folders and backup all of which include permissions.

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