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February 2007

SharePoint Security Evolution

Follow the maturation of SharePoint 2003 into SharePoint 2007—a new version that will significantly enhance your security infrastructure
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Site-Level Security
Now, you have groups of users and groups of rights. What can you do with these groups to secure the SharePoint portal? SharePoint 2003 offers two levels of security: site level and list level.

When you create a SharePoint site, you—as the creator or owner—have a choice about how to handle security. The options are to inherit the permissions of the parent site or to use unique permissions. If you decide to inherit the parent's permissions, the security options flow down to the new portal site and everyone who has any level of access in the parent site has the same level of access in the new site. If you select unique permissions, you are initially the only user given any access to the new portal site. After the site's creation, you can add new users or groups of users to the site and can grant specific permissions.

Suppose your Contoso organization has an IT department. The IT department wants to grant employees the ability to track trouble tickets through their SharePoint issue-tracking list. To that end, the IT department has created an IT portal site off the main Contoso site. In this fictional organization, every member of the domain has at least read access at the main company site. When you created the IT portal site, you did so with inherited permissions; any domain user has the ability to connect to the IT portal site and see the data on the home page, including the issue-tracking list on the IT portal site's home page. Now, the IT department needs to have a location at which it can save IT-specific information, such as server passwords. The IT department doesn't want users to see that this documentation exists, so it has created a new portal site with unique permissions. This PrivateIT portal site might have only members of the IT department as users. When non-IT users attempt to access the PrivateIT portal site, they'll see an error message stating that they don't have permission to access that resource. Optionally, you can have the system prompt them with a message stating that they can ask the administrator to grant them access to the restricted portal.

List-Level Security
List-level security works similarly, but at the individual list level as opposed to the site level. Consider again the example of the public IT portal site with its issue-tracking list. Suppose the IT department wants to give any user the ability to read items in the list, but the department wants to give members of the Managers cross-site group the ability to add new issues and edit existing issues. In the list's permissions options, you can add users or groups and assign them various permissions. You simply enter the list, click Modify Settings and Columns, and click the Change permissions for this list link. Figure 2 shows the most granular list of rights available for assignment. You might notice the tantalizing Modify item-level security link in the left pane. This link offers you only the ability to toggle users' views from seeing and editing all entries in the list to seeing only their own entries in the list.

This item-level permission is a hint of what is to come in SharePoint 2007, which represents a major evolution in terms of authentication and authorization over that which SharePoint 2003 offers. Choices are more diverse, more granular, and more intuitive.

SharePoint 2007 Authentication
In SharePoint 2007, you not only have the same Windows-integrated options as before—you also have the ASP.NET provider model. Use of the ASP.NET provider model removes the need for AD or Windows accounts and gives you new options, such as forms authentication against any store of user data (e.g., a SQL Server database). You also have the option to use Web-based single sign-on (SSO) options in which the user is logged on via a non-SharePoint logon form. A familiar example of a Web-based SSO option is Windows Live ID (formerly known as .NET Passport). This authentication evolution gives developers and administrators much greater flexibility while installing and configuring SharePoint 2007.

SharePoint 2007 Authorization
The SharePoint authentication changes are important, but they're not nearly as big as the forthcoming authorization improvements. In SharePoint 2003, users and administrators are concerned with rights, but in SharePoint 2007, the term is permissions, and the division between groups of users and groups of permissions is much more clearly defined. People are assigned to logical groups, such as IT managers, junior finance employees, and executive team members. Permissions are assigned to logical groups, such as designers and readers, and the permissions associated with those groups are clearly defined. In SharePoint 2003, distinction is blurred. At the site level, you might assign a person to the Readers role, but at the list level, the Readers group acts more like a rights specification. In SharePoint 2003, this dynamic leads to confusion among administrators: Which group of users is allowed to do what in each site and in each list?

Another major security improvement in SharePoint 2007 is the addition of finer-grained permissions. Now, not only can you secure a site or list, you can also secure a folder and an item in that list. Therefore, you can use the same library to store sensitive documents and publicly available documents. To prevent unauthorized access attempts, SharePoint 2007 offers a security-trimmed interface. If a user doesn't have permission to view a document or menu item, that document or menu selection doesn't even appear to that user. The entire Site Actions menu won't appear if the user doesn't have the required permissions to use any of the menu's elements.

SharePoint Groups are logical groupings or collections of people. Out of the box, the software offers three groups: Owners, Members, and Visitors. These groups function like SharePoint 2003's cross-site groups in that you can assign them anywhere in a site collection and they will be henceforth available for use anywhere in that site collection. These groups let you scale permission assignments across large numbers of people.

The original concept of SharePoint site groups is extremely flexible, making it difficult to effectively organize users and roles. You can assign users to a site group, and you can assign rights to the site group. Then, by assigning the site groups of users to those groups that contain rights, you effectively create a role by defining which users can do specific actions. The new version addresses this ambiguity in the definition and purpose of groups. In SharePoint 2007, the role-based concept of collections of permissions is now clearly defined as a permission level, which functions as a role. You assign permissions to these permission levels, and you assign these permission levels to SharePoint groups.

Groups are also now always defined at the site-collection level, enforcing a consistent naming convention within all the sites of a site collection. All of this reduces the potential for confusion.

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